Securities Regulation, Vol. 11

Joel Seligman

Louis Loss

Business

Little,Brown

The High Citadel: The Influence of Harvard Law School

The High Citadel: The Influence of Harvard Law School

Houghton/Mifflin

Fundamentals of Securities Regulation gives you quick access to the law of securities regulation as found in Loss, Seligman, and Paredes’ 11-volume, landmark treatise Securities Regulation —consolidated into one comprehensive volume. Distilling the essence of Loss, Seligman, and Paredes’ 11-Volume master work, this 1,600-page volume reviews and analyzes the most significant aspects of securities regulation and gives you the quick answers you need...when you need them. Fundamentals of Securities Regulation details the rules and regulations affecting the securities market, providing comprehensive coverage and plain-English explanations in a single volume. Through annual supplementation, you’ll keep pace with the ever-increasing volume of litigation, and receive up-to-date examinations of recent regulatory developments and court cases. You will benefit from current coverage of: <ul>
<li> The SEC’s amendments to the executive compensation and related-party disclosure rules </li> <li> The SEC’s revised shelf offering process </li> <li> The SEC’s amendments to its accelerated filer deadlines for large accelerated filers </li> <li> The SEC’s approval of the application of the Nasdaq to become a national securities exchange </li> <li> Comprehensive amendment of the SEC’s penny stock rules </li> <li> The SEC’s proposed amendments to the tender offer best price Rules 13e-4 and 14d-10 </li> <li> Case developments including Merrill Lynch, Pierce, Fenner &amp; Smith, Inc. v. Dabit, Kircher v. Putnam Funds Trust, and Dura Pharmaceuticals v. Broudo </li> <li> And more! </li> </ul>

Fundamentals of Securities Regulation, 5th Edition

Aspen Law & Business

The Transformation of Wall Street is a comprehensive and insightful historical analysis of the Securities &amp; Exchange Commission from the perspective of a leader in securities regulation. The Transformation of Wall Street offers an in-depth look at the history of the SEC's origins, accomplishments, and failings since its creation in 1934. Each chapter in the book takes historical look at the tenure of the various SEC chairmen. The first edition, published in 1977, covered the SEC through the Nixon-Ford presidential administration. A revised edition was published in 1995, updating the book through 1992. Now, the third edition continues the history until 2001, the end of Arthur Levitt's Chairmanship, with a treatment of auditing issues through the enactment of the Sarbanes-Oxley Act (July 2002). In this revised edition, author Joel Seligman draws on unpublished SEC files and extensive personal interviews to provide a comprehensive examination of the origins, accomplishments, and failings of the SEC and its leaders, from the creation of the SEC in 1934 to the present. The new material, among other things, addresses: 
<li> The Private Securities Litigation Reform Act, which has had a significant impact on private securities litigation after its passage in 1995 </li> <li> The structure of the securities markets (which are in an important transition because of Electronic Communications Networks; decimalization; international competition; and the continuing evolution to greater institutionalization of our markets as well as the growth of several new products, most recently security futures products) </li> <li> Municipal securities markets (which were largely ignored before the recently resigned Arthur Levitt) </li> <li> Several issues with respect to the accounting profession (most notably auditor independence and the independence of accounting standard-setting boards). In addition, this work focuses on Chairman Levitt, whom the author believes was one of the most accomplished of the post World War II chairs, and had the challenge of being a Chair appointed by a Democratic party president during a period when Republicans controlled both houses of Congress as well as a period of extraordinary ferment in the securities market. </li>

The Transformation of Wall Street: A History of the Securities and Exchange Commission and Modern Corporate Finance, 3rd Edition

Business & Money

Economics

Wolters Kluwer

Fundamentals of Securities Regulation, 5th Edition: 2006 Supplement

Aspen Publishers

Fundamentals of Securities Regulation: 2009 Supplement

Troy Paredes

Aspen

Fundamentals of Securities Regulation, Sixth Edition gives you quick access to the law of securities regulation as found in Loss, Seligman, and Paredes' 11-volume, landmark treatise Securities Regulation--consolidated into one comprehensive volume. Distilling the essence of Loss, Seligman, and Paredes' 11-Volume master work, this 1,600-page volume reviews and analyzes the most significant aspects of securities regulation and gives you the quick answers you need...when you need them. Fundamentals of Securities Regulation, Sixth Edition details the rules and regulations affecting the securities market, providing comprehensive coverage and plain-English explanations in a single volume. Through annual supplementation, you'll keep pace with the ever-increasing volume of litigation, and receive up-to-date examinations of recent regulatory developments and court cases. You will benefit from current coverage of: 
<ul>
<li>The SEC's amendments to the executive compensation and related-party disclosure rules</li>
<li>The SEC's revised shelf offering process </li>
<li>The SEC's amendments to its accelerated filer deadlines for large accelerated filers</li>
<li>The SEC's approval of the application of the Nasdaq to become a national securities exchange</li>
<li>Comprehensive amendment of the SEC's penny stock rules </li>
<li>The SEC's proposed amendments to the tender offer best price Rules 13e-4 and 14d-10</li>
<li>Case developments including Merrill Lynch, Pierce, Fenner &amp; Smith, Inc. v. Dabit, Kircher v. Putnam Funds Trust, and Dura Pharmaceuticals v. Broudo
</li>
<li>And more!</li>
</ul>

Fundamentals of Securities Regulation,6th Edition (2 volume set)

Troy Paredes Louis Loss

Fundamentals of Securities Regulations, 6th Edition: 2013 Supplement

Fundamentals of Securities Regulations, 6th Edition: 2013 Supplement

Wolters Kluwer/Law & Business

Fundamentals of Securities Regulation

Louis Loss Troy Paredes Joel Seligman

Fundamentals of Securities Regulation, Seventh Edition gives you quick access to the law of securities regulation as derived from the eleven-volume, landmark treatise Securities Regulation. This consolidated, two-volume set distills the essence of Loss, Seligman, and Paredes’ master work into a 2,300-page authoritative resource that reviews and analyzes the most significant aspects of securities regulation. Get the quick answers you need...when you need them. Fundamentals of Securities Regulation, Seventh Edition details the rules and regulations affecting the securities market, providing comprehensive coverage and plain-English explanations in a two-volume set. And, through annual supplementation, you’ll keep pace with the ever-increasing volume of litigation, and receive up-to-date examinations of recent regulatory developments and court cases. Benefit from current coverage of: <ul>
<li>The Dodd-Frank Wall Street Reform and Consumer Protection Act</li> <li>The establishment of the new Financial Stability Oversight Council</li> <li>Adoption of a modified version of the Volcker Rule</li> <li>Authorization of the SEC to regulate investment advisers to hedge fund and other private fund advisers</li> <li>Authorization of the SEC to require that issuer proxy solicitations include shareholder nominees</li> <li>Case developments including Erica P. John Fund v. Halliburton Co . and Business Roundtable v. SEC</li> <li>And more!</li> </ul>

Troy A. Paredes

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Books by Joel Seligman