Tells how to select maximum coverage for minimum costs, and looks at policy interpretation, claims, insurance jargon, and protection from lawsuits

Family Insurance Handbook: What the Insurance Companies Don't Tell You About Protecting You and Yours

Politics & Social Sciences

Abromovitz, Les

Social Sciences

McGraw=Hill

Based on the popular public television series MoneyTrack, The MoneyTrack Method offers you the principles, techniques, and approaches that allow real people of all incomes to become successful investors. Steering you away from the get-rich-quick mentality that sinks so many, this book shows you how patience and planning pay off, as well as how good investing habits lead to better overall financial health. Filled with in-depth insights and real-world examples, The MoneyTrack Method outlines the time-tested principles of smart investing, and shows you how others have already applied them.

The MoneyTrack Method: A Step-by-Step Guide to Investing Like the Pros

Business & Money

Krueger, Pam

Economics

wiley

Tells how to determine one's retirement needs, discusses mutual funds, asset allocation, and growth investments

You Can Retire While You're Still Young Enough to Enjoy It

Finance

Dearborn Trade Pub

For many people, retirement planning feels much like driving in unfamiliar territory, unsure of whether they're going in the right direction -- or if they'll ever even reach their destination. Between taxes, job loss, stock market reversals, and the threat of fraud, building up a nest egg can be an intimidating prospect. Protecting and Rebuilding Your Retirement helps readers concerned about savings and investment strategies assess their situation and explore their many options. 
Illustrated with anecdotes and real life stories, the book advises readers on: 
* Making investments that combine safety with the potential for growth * Maximizing the benefits of the latest Social Security rules * Understanding the insurance issues affecting retirees 
The book delves into the nitty gritty of stocks, real estate, annuities, insurance, Social Security, 401(k), and other savings plans to help readers address the serious issues that will affect their future, protecting their estate and ensuring their peace of mind.

Protecting and Rebuilding Your Retirement: Everything You Need to Do to Secure Your Financial Future

Amacom Books

Written to aid families select maximum coverage for minimum costs, this book covers such topics as interpreting insurance policies, expediting claims, understanding insurance jargon, and protecting oneself from lawsuits

Family Insurance Handbook: The Complete Guide for the 1990s

Liberty Hall Pr

Taking a Year Off from Work

Action Direct

Have an extra $40,000 each year that you don’t know what to do with? You or your parents may end up paying this amount or more each year for long-term care, and the costs are escalating rapidly. Don’t let medical expenses ruin your retirement plans. In Long Term Care Insurance Made Simple author Les Abromovitz offers practical advice on whether you need a policy and tells you how to buy the best one for your money. With anecdotes, humor, and real-life horror stories, Abromovitz makes long-term care insurance easy-to-understand. Each chapter ends with a short summary highlighting key information for you to remember to ask your insurance agent, health care provider or a legal professional. He’ll tell you if a medical expense can be applied as a tax deduction or not. And tells you why hiding your parent’s life savings when faced with the decision to place them in a nursing home does not work. You’ll find out the latest changes in the law affecting long-term care policies. Develop the right financial strategy to protect your family and make sure their money is not at risk.

Long-Term Care Insurance Made Simple

Medical Books

Administration & Medicine Economics

Health Information Pr

As the SEC and state securities regulators ramp up their regulatory supervision, investment advisers need to know what to do stay in compliance.
 Simplify complex compliance activities, save yourself worry, and avoid severe sanctions with the all new Investment Advisor s Compliance Guide.
 The Investment Advisor s Compliance Guide provides guidance on all of today s compliance issues, including:
 <ul>
 <li>Rules affecting the use of social media</li>
 <li>Switching from SEC registration to state registration</li>
 <li>The Form ADV Disclosure Brochure</li>
 <li>Specific changes mandated by Dodd-Frank</li>
 <li>SEC whistleblower activities</li>
 <li>And much more</li>
 
</ul>

The Investment Advisor's Compliance Guide (Advisor's Guide)

Insurance

Natl Underwriter Co

Given the current activities of SEC and state securities regulators, as well as the changing business and communication landscapes, investment advisors today must keep current with developments affecting compliance at all levels and in all jurisdictions. The Investment Advisor’s Compliance Guide, 2nd Edition delivers a concise yet comprehensive explanation of the rules and how they affect the work you do on a daily basis―no matter where you’re registered. The completely enhanced and updated Investment Advisor’s Compliance Guide, 2nd Edition, provides highly practical guidance covering all of today’s compliance issues, including: •The DOL’s new fiduciary rule •RIA advertising, including the use of client testimonials, credentials, and performance results •The use of today’s top social media platforms •Client communications, including disclosures •Recent ethical decisions Designed to go far beyond basic compliance rules, The Investment Advisor’s Compliance Guide, 2nd Edition, will also help advisors avoid compliance issues, deal with client complaints, and grow their business with the confidence that their actions are well suited to withstand the strictest scrutiny from clients and regulators alike. The expert author, Les Abromovitz, J.D., has extensive experience handling compliance consulting assignments for Registered Investment Advisers (RIAs). In The Investment Advisor’s Compliance Guide, 2nd Edition, he has created a completely up-to-date, reader-friendly, go-to-resource for investment advisors, vital for veterans but also a powerful training tool for those new to the field. .

The Investment Advisor's Compliance Guide 2nd edition

The National Underwriter Company

The Investment Advisor's Compliance Guide, 3rd Edition delivers a concise yet comprehensive explanation of the rules and how they affect the work you do on a daily basis-no matter where you're registered. It can be used as basic training for new Investment Advisor Representatives (IARs), as well as seasoned professionals. Best of all, it's in plain English and will be helpful to both SEC and state-registered investment advisors (RIAs), as well as IARs. This title: Covers the SEC's new marketing rule effective November, 2022, including new rules on advertising Identifies investment advisors' fiduciary duties, including the Investment Advisers Act's requirement to seek best execution for their clients Explains the registered investment advisor (RIA) registration requirements with either the Securities and Exchange Commission or state regulators Describes how to deal with client complaints as well as how to meet and exceed client expectations, as well as advice on how to deal with senior investors Provides the latest guidance from the NASSA, including the latest NASAA adviser's guide and model rules Helps Chief Compliance Officers to identify situations that may subject them to personal liability Provides advice on Form ADV, the form used by investment advisers to register with both the Securities and Exchange Commission (“SEC”) and state securities authorities, including how misstatements on Form ADV can lead to serious compliance issues Describes how to deal with client complaints as well as how to meet and exceed client expectations, as well as advice on how to deal with senior investors 
New in the 2023 Edition: A new chapters on the SEC's Marketing Rule, including the use of testimonials, endorsements, third-party ratings, and performance advertising Analysis of the SEC's new strategic plan for fiscal years 2022 through 2026, including the goals of protecting families against fraud and manipulation, developing a robust regulatory framework, and supporting a skilled workforce that is diverse and inclusive Personal liability issues facing Chief Compliance Officers (CCOs), including a discussion of the the SEC Commissioner's 2022 personal liability analysis and the National Society of Compliance Professionals (NSCP)'s Firm and CCO Liability Framework to provide guidance to CCOs Update on the SEC's 2022 Staff Bulletin: Standards of Conduct for Broker-Dealers and Investment Advisers Conflicts of Interest Impact of the pandemic on RIAs' compliance obligations The use and misuse of today's top social media platforms How new forms of communication can create compliance problems Form CRS and Regulation Best Interest compliance issues New discussion of senior clients, including coverage of the NASAA Model Act to Protect Vulnerable Adults from Financial Exploitation 
Topics Covered: The SEC's new marketing rule, including discussion of advertising services Registration requirements for Investment Advisor Representatives The anti-fraud provisions of the Investment Advisers Act, including disclosure of conflicts of interest The code of ethics rule, including the purpose of the rule and insider trading Filing and updating of Form ADV Client communication and miscommunication, including the use of social media Analysis of the Investment Advisers Act's “Compliance Program Rule,” which requires advisors registered with the SEC to adopt and implement written compliance policies and procedures Issues related to fee miscalculations, including SEC warnings to about correctly aggregating household assets for purposes of fee calculations and over-billing of advisory fees Requirements for advisory contracts, including language to include in those contracts Fiduciary duty owed by investment advisors, including the fiduciary duty owed by robo-advisors and the best execution role Meeting and exceeding clients' expectations Business continuity rules and succession planning The pay-to-play rule

The Investment Advisor’s Compliance Guide, 3rd Edition

Business

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