Securities Regulation: Cases and Materials (Law School Casebook Series)

Langevoort, Donald C.

Cox, James D.

Hillman, Robert W.

Business

Little. Brown and Company

Hillman on Lawyer Mobility: The Law and Ethics of Partner Withdrawals and Law Firm Breakups

As lawyers move from one firm to another or from private practice into another sphere - and as firms restructure to meet increasing economic demands - numerous ethical, practical, and financial questions arise. Hillman on Lawyer Mobility is your definitive guide to this fast developing area of law.  Hillman analyzes and clarifies all the urgent legal and ethical ramifications in such areas as:  * The downsizing of law firms * Disputes over the existence of a partnership * Restrictive covenants * Disincentives to competition * One-sided fee-sharing agreements * Notice of withdrawal * Section 42 elections for withdrawing partners  Files as property of clients * Retaining liens * Enforcement of ethics standards through arbitration * Collateral consequences of account settlement provisions * Compensation for discharged firms * Pre departure solicitation * Profit allocation He also discusses the American Law Institute's ongoing work on the Restatement of the Law Governing Lawyers and the Revised Uniform Partnership Act.

Hillman on lawyer mobility: The law and ethics of partner withdrawals and law firm breakups

Little,Brown

As lawyers move from one firm to another or from private practice into another sphere -- and as firms restructure to meet increasing economic demands -- numerous ethical, practical, and financial questions arise. Hillman on Lawyer Mobility is your definitive guide to this fast developing area of law.Hillman analyzes and clarifies all the urgent legal and ethical ramifications in such areas as:The downsizing of law firmsDisputes over the existence of a partnershipRestrictive covenantsDisincentives to competitionOne-sided fee-sharing agreementsNotice of withdrawalSection 42 elections for withdrawing partnersFiles as property of clientsRetaining liensEnforcement of ethics standards through arbitrationCollateral consequences of account settlement provisionsCompensation for discharged firmsPre-departure solicitationProfit allocation.

Ethics & Professional Responsibility

Wolters Kluwer/Law & Business

Instructors who use the 2000 Supplement to SECURITIES REGULATION: Cases and Materials, Second Edition, will be able to address recent changes and keep their materials completely up-to-date. Suitable for use with any casebook, this paperback resource supplies the most recent cases and materials, plus all-new information on: -the proposals (aircraft carrier) to reform the procedures For The conduct of the public offering of securities, including its proposed regulation MA that liberalizes communications that can occur prior To The filing of registration statements -SEC's release on reforming the capital raising process -major, current cases including US v. Smith and SEC v. Adler Of course, Cox, Hillman, and Langevoort's 2000 Supplement to SECURITIES REGULATION is ideal for use with their popular, problem-oriented casebook. Their complete teaching package includes a thoroughly useful Teacher's Manual. When your course examines the Securities Act or the Securities Exchange Act - in any level of depth and detail - you can count on this distinguished author team for both quality and currency.

Security Regulations: Cases and Materials 200O Supplement

Panel Pub

Securities Regulation, 2007 Case Supplement covers: The Ninth Circuit's embrace of scheme liability in Simpson v. AOL Time Warner, Inc. Supreme Court's expansive reading of SLUSA in Dabit The SEC's guidelines for entity fines tested against an interesting new problem to illustrate its application The SEC's new disclosures for executive compensation Judicial developments respecting the scope of private relief for rescission under Exchange Act section 29(b) Brown decision limiting the scope of the mail and wire fraud statutes AFSCME v. AIG

Securities Regulation 2007

ASPEN PUB.

Cox, James D., Hillman, Robert W., Langevoort, Donald C.

Securities Regulation, 2006: Selected Statutes, Rules, and Forms

Book by Cox, James D., Hillman, Robert W., Langevoort, Donald C.

Securities Regulation 2007: Selected Statutes, Rules, and Forms

The national reputation of the authors, their balance of practice and doctrine, and a highly teachable structure have all made Securities Regulation: Cases and Materials the best-selling text in the field. Applauded for excellent coverage of the 1934 and 1935 Acts, the text remains sophisticated yet not intimidating. Modular chapters adapt to a variety of teaching styles, giving the instructor flexibility in course design. Well-written, interesting problems expose students to theory as well as the practical issues that impact investors. Problems are short for ease of use in the classroom and allow instructors to pick and choose to suit their own classes. The authors publish both an annual statutory and a case supplement. The Seventh Edition pays close attention to the recently-enacted JOBS Act including the SEC's implementation rules. The new edition explores multiple impacts of the Dodd-Frank Act on the scope and content of securities regulations. An expanded description of various financial products pays particular heed to asset-backed securities and derivatives. The new meaning of "primary liability" under Rule 10b-5 after Janus Capital is introduced as are the ongoing developments in the nature and structure of securities markets (dark pools and the aftermath of the "flash crash.") Proxy regulation changes are discussed, asking the question, "Where does shareholder ballot access stand?" New note material appears on the D.C. Circuit's approach to interpreting "efficiency, competition and aggregation of capital" when considering challenges to SEC rule making. Post-Morrison developments in the extraterritorial application of law are included as well as the new strategies pursued in SEC enforcement. Features: <ul>
<li> national reputation of the authors <ul>
<li> balance of practice and doctrine </li> <li> experience lends highly teachable structure </li> </ul>
</li> <li> applauded for excellent coverage of the 1934 and 1935 Acts </li> <li> flexible organization for various teaching styles </li> <li> problem-oriented <ul>
<li> interesting problems reveal theory as well as practical issues impacting investors </li> <li> short problems for ease of use in the classroom </li> <li> allows instructors to pick-and-choose to suit their own classes </li> </ul>
</li> <li> readable, straightforward writing--sophisticated but not intimidating </li> <li> annual statutory and case supplement </li> </ul>
 Thoroughly updated, the revised Seventh Edition presents: <ul>
<li> careful consideration of the recently-enacted JOBS Act, including SEC's implementing rules </li> <li> multiple impacts of the Dodd-Frank Act on the scope and content of securities regulations </li> <li> expanded description of financial products, particularly asset-backed securities and derivatives </li> <li> coverage of the new meaning of "primary liability" under Rule 10b-5 after Janus Capital </li> <li> developments in the nature and structure of securities markets, including dark pools and the aftermath of the "flash crash" </li> <li> proxy regulation changes </li> <li> new note material on D.C. Circuit's interpretation of "efficiency, competition and aggregation of capital" when considering challenges to SEC rule-making </li> <li> Post-Morrison developments in the extraterritorial application of law </li> <li> new strategies pursued in SEC enforcement </li> </ul>

Securities Regulation: Cases and Materials (Aspen Casebook)

&lt;p> Intellectually satisfying and very teachable, &lt;b>Securities Regulation: Cases  and Materials, Sixth Edition&lt;/b> uses well-crafted and interesting problem  exercises to engage students in the theory and applications of securities  regulation. &lt;/p> &lt;p> &lt;b>The strengths of this casebook continue to be&lt;/b>: &lt;/p> &lt;ul> &lt;li> a &lt;b>balance of practice and doctrine&lt;/b> from leading authorities &lt;/li> &lt;li> a &lt;b>highly flexible organizational structure&lt;/b> that adapts to a variety of  teaching approaches &lt;/li> &lt;li> a &lt;b>wealth of interesting problems&lt;/b> that present opportunities for  students to apply legal concepts and reinforce their understanding &lt;/li> &lt;li> &lt;b>smart, straightforward writing style&lt;/b>  &lt;/li> &lt;li> &lt;b>timely supplementation&lt;/b> by the authors&#8217; own &lt;b>Annual Statutory  Supplement&lt;/b> and &lt;b>Case Supplement&lt;/b> &lt;/li> &lt;li> outstanding coverage of the &lt;b>1933&lt;/b> and &lt;b>1934 Acts&lt;/b> &lt;/li> &lt;/ul> &lt;b>Updated throughout, the revised Sixth Edition offers coverage of&lt;/b>:  &lt;ul> &lt;li> &lt;b>recent cases on pleading securities fraud&lt;/b> following the Supreme Court&#8217;s  decision in &lt;i>Tellabs&lt;/i> &lt;/li> &lt;li> the &lt;b>D.C. Circuit&#8217;s rebuffs&lt;/b> &lt;b>to the SEC&lt;/b> in their regulation  of &lt;b>broker-dealers, investment advisers&lt;/b>, and &lt;b>mutual funds&lt;/b> &lt;/li> &lt;li> &lt;b>electronic voting&lt;/b> and new forms of shareholder communication in &lt;b> proxy regulation&lt;/b> &lt;/li> &lt;li> full integration of the &lt;b>substantial SEC rule changes&lt;/b> that &lt;b>affect  resales of securities&lt;/b> &lt;/li> &lt;li> significant developments in &lt;b>SEC internal procedures related to enforcement  actions&lt;/b> &lt;/li> &lt;li> expanding regulation of the &lt;b>municipal securities markets&lt;/b> &lt;/li> &lt;li> substantial compliance with &lt;b>Reg. D&lt;/b> &lt;/li> &lt;li> &lt;b>unincorporated associations&lt;/b> as securities &lt;/li> &lt;/ul> Authored by respected leaders who understand the importance of balancing  practice and doctrine, this casebook&#8217;s clear writing and modular chapters that  make for an excellent classroom experience.  &lt;p> &lt;b>*A Teacher&#8217;s Manual may be available for this book. Teacher&#8217;s Manuals are a  professional courtesy offered to professors only. For more information or to  request a copy, please contact Aspen Publishers at 800-950-5259 or  legaledu@wolterskluwer.com.&lt;/b> &lt;/p> &lt;p>  &lt;/p> &lt;p>  &lt;/p>

Securities Regulation: Cases and Materials (Aspen Casebook Series)

Wolters Kluwer Law and Business

Securities Regulation: Selected Statutes Rules and Forms Supplement

Securities Regulation: Selected Statutes, Rules, and Forms Statutory

Legal Education

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